Topic
Regulatory rule and practice changes shaped by trade-group lobbying and administration policy shifts.
The Financial Stability Board published final guidance on Oct. 15 setting 12 sound practices for AI adoption in finance. The FSB calls the set a toolkit that firms can adapt, so the sources leave open how hard supervisors will press boards on it.
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Britain's FCA told MPs on Oct. 13 it will automate much of its supervision and enforcement with AI, and will write no AI-specific rules. Its data chief said a human still signs off every decision, for now.
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Hunterbrook, short UWMC and long RKT, sent its United Wholesale Mortgage broker analysis to federal regulators and state attorneys general. The allegations come from a firm positioned against the stock, so confirmation has to come from agencies or courts.
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Fed, OCC and FDIC regulators are questioning banks on guardrails for cyber-defense AI agents, Reuters reported, citing six people. Teams running agents in regulated settings can treat the questions as a preview of the evidence they will need, though no rule or deadline is described.
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FinCEN and federal bank regulators said on 8 September that qualifying mobile driver's licences can meet customer identification rules. No bank has to accept them, so the work shifts to wiring the credentials into onboarding systems.
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Car lenders including Volkswagen's finance arm say in court filings that the FCA won't share the data and code behind its £9.1bn redress scheme. Consumer Voice is attacking the same calibration from the other side, demanding the FCA's Treasury correspondence.
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Federal Reserve stress-test reforms finalized Wednesday put large-bank scenarios out for public comment each January and average results over two years. Banks now get a say in the inputs to their capital requirements, so the question for shareholders is whether banks release the excess capital they have held against random results.
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The Responsible Fintech Institute has put NIST-standardized signing in front of supervisors from Abu Dhabi, Bhutan and Malta. The code that would let anyone check the work comes later.
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Sarah Breeden, the Bank of England's deputy governor for financial stability, has given a public account of a long and benign period of AI use inside London firms. She is now watching agentic systems.
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Citigroup's Jane Fraser describes a global wave of cyber patching. What the record behind it shows is one meeting in Washington, one frontier model release, and disclosures that AI agents have broken into companies.
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Three regulators have now dated the migration away from today's encryption, and the nearest date belongs to FINMA, which wants supervised institutions to get a post-quantum strategy through the board by mid-2027.
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The Financial Action Task Force says the payment rails behind online betting are open to laundering, and every one of its recommendations needs a national government to move before a bank's monitoring does.
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The OCC and FDIC now want supervisory criticism aimed at risks with material financial impact, which turns process and control weaknesses into informal observations a board can fund, defer or ignore.
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Individuals sold a net 1.773 trillion won of the sixteen Samsung and SK hynix leveraged funds after the deposit gate went to 30 million won, and 258.7 billion of that money reappears in a US-listed Nasdaq 2x fund.
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The bureau calls the free-text complaints unverified and one-sided. They were also the only part of the file that told an outside reader what a complaint was about.
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