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Securities and Exchange Commission

The SEC is the U.S. federal agency that regulates securities markets, enforces disclosure rules, and investigates corporate and financial misconduct.

Current stories

leadershipConfirmed3 publishers

Warren-Garcia bill would put Wall Street executives' Epstein ties under Fed and SEC investigation

Sen. Elizabeth Warren leads a bipartisan bill to make the Fed and SEC investigate "Epstein connected" firms and executives, with fines or bans for wrongdoers. Barclays has already offered her a vetting defence over ex-CEO Jes Staley. She said it was not sufficient.

Perspective Coverage

3 publishers
Builder
Builder 5%
Operator
Operator 50%
Investor
Investor 45%

Reality

Evidence72
Adoption
Not scored
Hype gap+10
Incentives60
Confidence78
investConfirmed9 publishers

Prediction markets get a seat at the crypto table, not the gambling one

Kalshi and its investor Paradigm sat with Coinbase, Ripple and Chainlink at the White House, one day before the CFTC's new advisory committee met. The seating chart is the substance.

Perspective Coverage

9 publishers
Builder
Builder 19%
Operator
Operator 38%
Investor
Investor 43%

Reality

Evidence60
Adoption
Not scored
Hype gap+35
Incentives65
Confidence55
investConfirmed2 publishers

IRS lets listed crypto trusts stake under rules existing funds must adopt within six months

IRS Revenue Procedure 2026-20 lets exchange-listed crypto trusts stake and keep grantor-trust status, with six months for existing trusts to comply. Holders must receive the rewards in the same token or in cash, while the procedure leaves open how that income is taxed.

Reality

Evidence62
Adoption
Not scored
Hype gap+5
Incentives
Not scored
Confidence60
investOne report1 publisher

Korea's financial watchdog plans to keep interim inspection findings confidential

South Korea's Financial Supervisory Service plans to publish interim inspection findings only where consumer harm is feared or a major incident could follow. For inspected firms, most publicity would then come at the sanction stage.

Publishers:en.sedaily.com

Reality

Evidence40
Adoption
Not scored
Hype gap+5
Incentives55
Confidence45
investOne report1 publisher

Crypto's market-structure bill finished eleven votes short of the Senate's 60

The Digital Asset Market Clarity Act lost 49-50 on September 15. Coinbase fell 12% and Circle 13% the same day, at the end of an election-cycle lobbying effort cryptobriefing estimates at $100m to $225m.

Reality

Evidence28
Adoption18
Hype gap+34
Incentives68
Confidence32
investOne report1 publisher

Advisors buy the IRS enrolled-agent credential to make client relationships hard to move

The credential is being underwritten as a switching cost rather than a fee line, and the price shows up in hours that would otherwise carry fee-paying advisory relationships. Nobody in the account has measured the churn it prevents.

Reality

Evidence38
Adoption30
Hype gap+28
Incentives62
Confidence45
investOne report1 publisher

Supermicro clears its own CEO in a $2.5 billion smuggling case others are still investigating

A board-led probe found no evidence current management knew of an alleged Nvidia chip smuggling ring. The DOJ, an SDNY grand jury, the SEC and Taiwanese authorities have not finished.

Publishers:fortune.com

Reality

Evidence58
Adoption
Not scored
Hype gap+41
Incentives79
Confidence60