Skip to content

Standard

Capital Markets Act

South Korean statute governing securities issuance, disclosure and trading, and the basis for most market manipulation and unfair trading charges.

Known aliases

  • Financial Investment Services and Capital Markets Act

Current stories

investConfirmed2 publishers

South Korea's top court clears HSBC in the first trial under its 2021 naked short-selling penalties

South Korea's Supreme Court upheld HSBC Hong Kong's acquittal on 15.8 billion won of alleged naked short sales, the country's first such criminal case. Its holding that an unexecuted sell order is not the offence gives the next prosecution a stricter test to meet.

Perspective Coverage

3 publishers
Builder
Builder 5%
Operator
Operator 53%
Investor
Investor 42%

Reality

Evidence72
Adoption
Not scored
Hype gap+10
Incentives30
Confidence75
investOne report1 publisher

Korea's top court lets shareholders solicit one-meeting proxies without a 5% stake filing

South Korea's Supreme Court ruled that gathering proxies for one meeting does not make shareholders joint holders under the 5% disclosure rule. A group owning under 5% can collect revocable proxies and vote them without filing a stake report.

Publishers:en.sedaily.com

Reality

Evidence55
Adoption
Not scored
Hype gap+5
Incentives
Not scored
Confidence55
investOne report1 publisher

Korea's tender-offer bill would make a 30% control buyer bid for 20 more points

Korean lawmakers on a National Assembly committee backed a bill on Sept. 17 making any new 25% largest holder of a listed company bid for shares up to 50% plus one. In a 30% block sale that means buying about 20 more points, and the block's seller may end up paying for them.

Publishers:en.sedaily.com

Reality

Evidence55
Adoption20
Hype gap0
Incentives
Not scored
Confidence55
investOne report1 publisher

319 investors file a 32 billion won bond complaint with an office that shuts next month

South Korea's Prosecution Service is dissolved in under a month, and the agency taking over serious financial crime is at least three weeks from opening, so a complaint filed on the 8th has nobody able to trace accounts.

Publishers:en.sedaily.com

Reality

Evidence55
Adoption
Not scored
Hype gap+12
Incentives65
Confidence50
investConfirmed4 publishers

South Korea's FSC puts a February 2027 start date on tokenized stocks and bonds

Phase one is pegged to the day the amended securities law takes effect, stablecoin settlement sits in an undated third phase, and the entry price for a non-bank issuer is 4 billion won of equity plus dedicated staff.

Perspective Coverage

4 publishers
Builder
Builder 28%
Operator
Operator 35%
Investor
Investor 37%

Reality

Evidence70
Adoption22
Hype gap+32
Incentives62
Confidence66
investOne report1 publisher

One Korean brokerage's platform launch added about $173mn to Avalanche's market cap

Hanwha's tokenized securities platform runs on Avalanche now, while the Korean law that makes ledger records a securities register starts on February 4, 2027, and starts with private placements rather than listed stock.

Reality

Evidence38
Adoption30
Hype gap+42
Incentives74
Confidence44